LPL Financial 13F holdings
LPL Financial reported its Q2 2026 13F on Aug 7, 2026. The filing shows a $444.6B US stock portfolio in 5958 positions, 9% of it in the top five: Ishares Core S&P 500 ETF (2.5%), Invesco Qqq Trust Series 1 (1.8%), Ss Spdr S&P 500 ETF Trust-Us (1.7%), Apple (1.6%) and Nvidia (1.5%). In Q2 2026 it added to 12, trimmed 3 and sold out of 12. At today's prices that book is up 2.7% since the quarter closed. This is an institutional book, so its moves mostly reflect client money flowing in and out and index changes, not one manager's conviction. 13F filings arrive up to 45 days after the quarter ends and cover long US-listed positions only, so they show where the money was, not where it is now; this is educational analysis, not investment advice.
Q2 2026 13F, filed Aug 7, 2026. Prices as of Oct 27, 2026. Refreshed weekly from SEC EDGAR.
How big is LPL Financial's stock portfolio?
From the Q2 2026 13F, filed Aug 7, 2026. Prices are today's, so "since quarter-end" is how the book as filed has done since.
What does LPL Financial own?
The positions in its Q2 2026 13F, largest first. The 40 largest of 5958 are shown. "This site's filters" is how many of this site's 8 value filters the stock passes; a stock this site tracks links to its own analysis.
| Stock | Weight | Size | Shares vs. last quarter | Quarters held | Since quarter-end | This site's filters |
|---|---|---|---|---|---|---|
| IVVIshares Core S&P 500 ETF | 2.5% | $11.1B14.8M shares | +28% | 4+ | +3.3% | n/a |
| QQQInvesco Qqq Trust Series 1 | 1.8% | $7.8B10.6M shares | +1% | 4+ | -2.1% | n/a |
| SPYSs Spdr S&P 500 ETF Trust-Us | 1.7% | $7.4B9.9M shares | -1% | 4+ | +3.1% | n/a |
| AAPLApple Inc | 1.6% | $7.0B24.3M shares | +2% | 4+ | +20.0% | 2/8 |
| NVDANvidia Corp | 1.5% | $6.9B34.3M shares | +2% | 4+ | +8.9% | 3/8 |
| SPYMSte Str Spdr Pt S&P 500 ETF | 1.3% | $5.6B63.4M shares | +8% | 4+ | +3.1% | n/a |
| SPYGSs Spdr P S&P 500 Growth ETF | 1.1% | $4.8B40.6M shares | +2% | 4+ | +1.3% | n/a |
| IEFAIshares Core Msci Eafe ETF | 1.0% | $4.6B47.8M shares | +4% | 4+ | 0.0% | n/a |
| VOOVanguard S&P 500 ETF | 1.0% | $4.5B6.6M shares | +4% | 4+ | +3.0% | n/a |
| AMZNAmazon.com Inc | 0.9% | $4.1B17.1M shares | +2% | 4+ | +6.2% | 8/8 |
| MSFTMicrosoft Corp | 0.9% | $4.0B10.8M shares | +4% | 4+ | +42.4% | 2/8 |
| CGDVCap Group Dividend Value | 0.9% | $4.0B81.1M shares | +13% | 4+ | -0.3% | n/a |
| IEMGIshares Core Msci Emerging | 0.9% | $4.0B48.1M shares | -8% | 4+ | -8.0% | n/a |
| VTIVg Morningstar Ts Mkt Etf-Us | 0.9% | $3.8B10.3M shares | -0% | 4+ | +2.1% | n/a |
| GOVTIshares US Treasury Bond ETF | 0.8% | $3.7B163M shares | +15% | 4+ | -2.5% | n/a |
| QQQMInvesco Nasdaq 100 ETF | 0.8% | $3.6B11.7M shares | +11% | 4+ | -2.0% | n/a |
| DYNFIshrs US E F R A Etf-Usd Inc | 0.8% | $3.3B48.8M shares | +11% | 4+ | +1.3% | n/a |
| GOOGLAlphabet Inc | 0.7% | $3.3B9.1M shares | +2% | 4+ | -10.3% | 5/8 |
| SPYVSs Spdr P S&P 500 Value ETF | 0.7% | $3.2B52.0M shares | +1% | 4+ | +5.4% | n/a |
| XLKSs Technology Select Sector | 0.7% | $3.0B15.8M shares | +1% | 4+ | -0.5% | n/a |
| IVWIshares S&P 500 Growth ETF | 0.7% | $3.0B21.6M shares | +3% | 4+ | +1.3% | n/a |
| QUALIshares Msci USA Quality Fac | 0.7% | $2.9B13.3M shares | -18% | 4+ | +1.7% | n/a |
| VONVVanguard Russell 1000 Value | 0.7% | $2.9B27.1M shares | +4% | 4+ | +6.7% | n/a |
| VUGVanguard Mrngstar Gr Etf-Sui | 0.7% | $2.9B33.4M shares | +518% | 4+ | +2.7% | n/a |
| IUSBIshr Cr Unvrse Usd Bd Etf-Ui | 0.7% | $2.9B62.2M shares | +32% | 4+ | -2.9% | n/a |
| RDVYFirst Trust Rising Dividend | 0.6% | $2.8B34.9M shares | +8% | 4+ | -2.4% | n/a |
| CGGRCap Group Growth Equity | 0.6% | $2.8B59.9M shares | +14% | 4+ | -1.4% | n/a |
| IUSGIshares Core S&P U.s. Growth | 0.6% | $2.8B14.6M shares | +2% | 4+ | n/a | n/a |
| AVGOBroadcom Inc | 0.6% | $2.6B6.9M shares | +4% | 4+ | -9.4% | 3/8 |
| MBBIshares Mbs ETF | 0.6% | $2.6B27.1M shares | -3% | 4+ | -3.1% | n/a |
| VTVVanguard Mrngstr Val Etf-Aui | 0.6% | $2.5B11.5M shares | +3% | 4+ | +3.8% | n/a |
| IJRIshares Core S&P Small-Cap E | 0.5% | $2.4B16.3M shares | -2% | 4+ | -5.8% | n/a |
| GOOGAlphabet Inc | 0.5% | $2.3B6.5M shares | +5% | 4+ | -10.3% | n/a |
| IVEIshares S&P 500 Value ETF | 0.5% | $2.2B9.6M shares | -8% | 4+ | +5.4% | n/a |
| VONGVanguard Russell 1000 Growth | 0.5% | $2.2B17.0M shares | +2% | 4+ | -1.5% | n/a |
| VEAVanguard Ftse Developed ETF | 0.5% | $2.0B28.4M shares | +2% | 4+ | -1.9% | n/a |
| SPDWSte Str Spdr Pt Dw Eu ETF | 0.4% | $2.0B39.0M shares | +3% | 4+ | n/a | n/a |
| SPIBSs Spdr P Int C Corp ETF | 0.4% | $1.9B58.1M shares | +12% | 4+ | -2.6% | n/a |
| IUSVIshares Core S&P U.s. Value | 0.4% | $1.9B17.4M shares | +1% | 4+ | +5.0% | n/a |
| IWFIshares Russell 1000 Growth | 0.4% | $1.9B15.4M shares | +302% | 4+ | -1.5% | n/a |
What did LPL Financial buy and sell in Q2 2026?
Compared with Q1 2026. A position counts as added or trimmed when its share count moved by 5% or more.
Bought (new)
No new positions.
Added to
Trimmed
Sold out
How has LPL Financial's portfolio changed over time?
The reported stock book each quarter. It includes market moves as well as buying and selling.
| Quarter | Stock book | Positions | Change |
|---|---|---|---|
| Q3 2025 | $342.6B | 5546 | n/a |
| Q4 2025 | $365.8B | 5637 | +6.8% |
| Q1 2026 | $376.2B | 5754 | +2.8% |
| Q2 2026 | $444.6B | 5958 | +18.2% |
Does LPL Financial hold options?
Puts and calls are reported at the notional value of the shares they control, so they sit apart from the stock book above.
| Underlying | Type | Notional | Shares controlled |
|---|---|---|---|
| SPYState Str Spdr S&P 500 ETF T | Put | $138M | 184K |
| QQQInvesco Qqq Tr | Put | $61.7M | 83.8K |
| AAPLApple Inc | Put | $12.4M | 42.9K |
| SPYState Str Spdr S&P 500 ETF T | Call | $12.2M | 16.4K |
| AGLAgilon Health Inc | Call | $11.8M | 110K |
| METAMETA Platforms Inc | Put | $8.9M | 15.8K |
| CRWDCrowdstrike Hldgs Inc | Call | $7.8M | 10.2K |
| NVDANvidia Corporation | Call | $7.7M | 38.7K |
Frequently asked questions about LPL Financial
What does LPL Financial own?
LPL Financial's Q2 2026 13F lists 5958 positions worth $444.6B. The largest are Ishares Core S&P 500 ETF (2.5%), Invesco Qqq Trust Series 1 (1.8%), Ss Spdr S&P 500 ETF Trust-Us (1.7%), Apple (1.6%) and Nvidia (1.5%), together 9% of the book. The full table is above; each stock this site tracks links to its own analysis.
What did LPL Financial buy and sell in Q2 2026?
Compared with Q1 2026, LPL Financial added to 12, trimmed 3 and sold out of 12 (HON, Dupont De Nemours and Carnival and more). A position counts as added or trimmed when its share count moved by 5% or more.
How concentrated is LPL Financial's portfolio?
The top position is 3% of the book, the top five 9% and the top ten 14%, across 5958 positions. Estimated turnover last quarter was 11% of the book.
When does LPL Financial file its next 13F?
Managers file within 45 days after each quarter ends. For the quarter ending Sep 30, 2026, the deadline is about Nov 16, 2026 (a weekend deadline moves to the next business day). This page updates when the filing is on EDGAR.
Can you see LPL Financial's cost basis or profit?
No. A 13F lists positions at quarter-end, not what was paid or when, and it excludes shorts and non-US holdings. This page shows each stock's price change since the quarter closed (the whole book as filed is +2.7%, with 97% of it priced) and since the position first appeared, which is a rough read and not their profit.
Where does this data come from?
- Holdings: LPL Financial's Form 13F-HR filings, listed on SEC EDGAR; the latest, filed Aug 7, 2026, is here. The Q2 2026 book was filed Aug 7, 2026.
- Prices and tickers: today's prices are from Finnhub, matched to each filing's securities with OpenFIGI; "since quarter-end" compares today's price with the price implied by the filing (value divided by shares).
- Limits: a 13F covers long US-listed positions only, up to 45 days after the quarter ends: no shorts, no cost basis, no trades inside the quarter. Read the Editorial Standards for how this site treats filings, and Form 13F in the glossary.
About this page
This page lists everything in LPL Financial's latest Form 13F (LPL Financial): every position, what changed last quarter and how the stocks have moved since. Every figure comes from SEC filings and is refreshed weekly; read the Editorial Standards for the rules, or open Superinvestors to compare all 25 investors. Educational content only, not investment advice.